The PennZone

  • Home
  • Business
  • Health
  • Dentist
  • Sports
  • Braces
  • Lacrosse
  • Financial
  • Entertainment

AdvisorVault Partners With Compliant Workspace to Help FINRA Firms Achieve 17a-4 Compliance on Microsoft 365
The PennZone/10224420

Trending...
  • Levinger-Regens Analytics Reveals New Energy Outlook
  • New York Komedians Presents an Evening of Laughs at Broadway
  • 'Back to the Future,' 'Stranger Things Q&As Headline Programming at FAN EXPO Philadelphia
17a-4 compliance is crucial to broker-dealers AdvisorVault
AdvisorVault's expertise in 17a-4 data archiving has joined forces with Compliant Workspace's consolidated 365 Service® to provide FINRA firms with a fully compliant and secure solution for migrating onto Microsoft 365.

SAINT PETERSBURG, Fla. - PennZone -- AdvisorVault, the experts in 17a-4 data archiving, partner with Compliant Workspace to help FINRA firms get on Microsoft 365.

Today, many FINRA firms want to move their operations to the Microsoft 365 Cloud but are worried how compliant they will be, specifically with rule 17a-4 and its email and data retention demands. They also need to meet FINRA's cybersecurity requirements. Compliant Workspace is a perfect fit for them with its fully secured, fully protected solution out-of-the-box - AdvisorVault is happy to partner with them.

Microsoft 365 makes sense for FINRA firms, especially for smaller firms since it is a complete platform that gives employees everything needed to do their jobs. While it is a remarkable piece of technology, by default Microsoft's Cloud is not 17a-4 compliant and they won't be able to provide the FINRA letters that your firm will need. So a special kind of D3P cloud provider is required; one that understands the unique compliance demands of firms such as broker-dealers.

More on The PennZone
  • Australian Battery Recycling Technology Startup Advances Its Innovative Battery Metals Recovery Process
  • Governor Shapiro Highlights Universal Free Breakfast Proposal for Pennsylvania Students in Visit to Montgomery County Elementary School
  • INVESTOR ALERT: Law Offices of Howard G. Smith Announces Investigation of SentinelOne, Inc. (S) on Behalf of Investors
  • ASR Media Productions to Own and Operate Local Magazine, Fig Lehigh Valley
  • Trump Bus Tour sponsored by Legacy PAC will roll into the Georgia GOP State convention June 9th and 10th Columbus Georgia

"We designed Compliant Workspace specifically for companies needing a higher level of security and protection in the cloud; our Consolidated 365 Service has built-in features making FINRA firms immediately 17a-4 compliant when they migrate their office to Microsoft 365 with us. We are excited to partner with AdvisorVault," says Patrick Lonz, President of Compliant Workspace.

About Compliant Workspace

Compliant Workspace is a leading Microsoft 365 provider giving firms a streamlined option to get onto the Microsoft Cloud. Their unique Consolidated 365 Service® includes everything they need to be compliant, right from the get-go.

About AdvisorVault

AdvisorVault is the only FINRA D3P giving small firms everything they need to meet rule 17a-4. Our turn-key solution archives, retains, and provides supervision of electronic records stored in-house or in the cloud.

To learn how to get your firm on Microsoft 365 while remaining fully 17a-4 compliant: Contact Us Now

Media Contact
Allan Lonz - CEO
direct: 416-985-0310
Toll free: 1-866-732-1407 ex 1
alonz@advisorvault.org


Source: Advisorvault

Show All News | Report Violation

0 Comments
1000 characters max.

Latest on The PennZone
  • Entrinsik Appoints Madhavi W. Chandra as Chief Product Officer
  • Golden Ticket Productions Launches New Website
  • Lost Highway Motorcycle Show & Concert Wraps Up With Spectacular Weekend of Music, Rides, and Thrills
  • Aquia Launches Amazon Web Services (AWS) Cloud Security Assessment Offering, Pairing Automation With Deep Cloud Security Expertise
  • Orbex Launches New ZERO Spread Trading Account with $1 Commission per Side
  • Alpha Gold Fund Receives Recognition Of Excellence Awards
  • The PEAK TV to Kick Off Season 22 This Summer
  • Next Sparc Growth Partners Launches Elevated Website
  • Ohio County Commission President & Founder of the Cincinnati Black Music Walk of Fame, Alicia Reece, Announces Grand Opening of New Tourism Attraction
  • New York Komedians Presents an Evening of Laughs at Broadway
  • Governor Shapiro, Little Leaf Farms Announce Grand Opening of Pennsylvania's Largest Indoor-Grown Leafy Greens Production Facility in Carbon County
  • Redefining Professional Spaces: The Rise of Dual-Purpose Backyard Office Sheds in America
  • InventHelp Inventors Develop Micro Fiber Upgrade To Clothing For Glasses Maintenance (LBT-637)
  • ThoroughCare Expands to New Location to Support Continued Operational Growth, Hiring
  • Registration is Now Open for the 2023 CGI Integrated Care Conference
  • Studeo dévoile StudAI : l'Intelligence Artificielle au service de l'éducation
  • Pennsylvania Based Trauma & Crime Scene Remediation Firm in High Demand
  • EMH Productions Announce 'Live for Liberty' Charity Concert in Los Angeles Supporting "Woman, Life, Freedom" Movement in Iran
  • Carisma Therapeutics to Present at Upcoming Healthcare Industry Conferences in June 2023
  • Pennsylvania: Governor Shapiro Announces Plans to Expand Keystone Early Learning Center

Popular on PennZone

  • 3x GRAMMY Nominated Singer Ms. Anita Wilson to Play City Winery Philadelphia
  • Braces Available from Lancaster County Orthodontist
  • Actionstep Academy Provides Added Training Value to Platform Customers
  • Esteem Dental Now Has A New Pediatric Brand To Serve The Greater Orlando, FL Area
  • MARCH OF DIMES AWARDS SCHOLARSHIPS TO OUTSTANDING UNDERGRADUATE AND GRADUATE NURSING STUDENTS DEDICATED TO MOM, BABY HEALTH, AND CLOSING THE HEALTH EQUITY GAP
  • TripleNERDscore Acquires Karani, a Fundraising CRM Platform
  • Guttman Energy To Attend The Eastern Energy Expo
  • What Donald Trump Doesn't Seem To Know About Women
  • ISA Couture is Now Open at Our New Location in Miami
  • Let's Make Everyday Mothers' Day

Similar on PennZone

  • Australian Battery Recycling Technology Startup Advances Its Innovative Battery Metals Recovery Process
  • Orbex Launches New ZERO Spread Trading Account with $1 Commission per Side
  • Alpha Gold Fund Receives Recognition Of Excellence Awards
  • Studeo dévoile StudAI : l'Intelligence Artificielle au service de l'éducation
  • Bitcoin Mining Capacity Reaches 350 Exahashes/second
  • Telliant Systems Names Taylor Heath, Director of Business Development
  • Sage Intact Launches Native AP Bill Automation to Cut Down on Invoice Processing Time
  • Launch of The Who's Who Guide to Asset Tokenization
  • Yida Gao Welcomes Brandon Stahl as the New CFO at Shima Capital
  • Honoring The Women In Our Lives
Copyright © The PennZone | Theme: OMag by LilyTurf Themes
  • Contribute
  • Privacy Policy
  • Terms of Service
  • Contact Us